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Arthur F. Wright, in his informative Introduction to this extremely interesting collection of Essays by the Hungarian sinologist Etienne Balazs (1905-1963), tells us that at the time of his death Balazs was a figure of major importance in the international community of Chinese scholars.
Balazs was a very special kind of scholar. His study of the economic history of the T'ang Period (+ 618-906) "remains an astonishing achievement - the Pioneer Western work on Chinese economic history written before this field had begun to be developed by Chinese and Japanese scholars," while the essays collected in the present volume remain essential reading for any student of China.
These essays explore major themes in Chinese history : the role of the scholar official class; the structure of Chinese institutions as they were shaped by these elite bureaucrats and modified as circumstances changed; the distinctive character of Chinese commercial and industrial life; the varieties of protest and dissent, etc. But because Balazs saw the Chinese past, not as mere object of scholarly curiosity, but as "a repository of relevant human experience," his essays have a great deal to teach all of us.
Balazs had seen something that very few wish to see - the staggering importance to us of the longest continuous living civilization on the planet, wealthy with an abundance of cultural treasures, and creator of the most successful and long-lasting bureaucracy in history. We are told that he hoped the isolation of Chinese studies would end, and that "knowledge of the Chinese experience would become accepted as NECESSARY FOR ALL TYPES OF SCHOLARLY INQUIRY" (p.xiii, my capitals).
This is a striking notion, but the rightness of Balazs' position will be blindingly obvious to those who, while knowledgeable about China, have peered into the mist in which Western thought gropes and staggers about in its Cartesian confusion. Few, however, will be prepared to accept, let alone act, on Balazs' premise.
The shift that Balazs wished for could only come about "if Chinese studies became more vigorous, more creative, and more attuned to the major intellectual concerns of the modern world" (p.xiii). Sadly, from his Sorbonne Chair for the economy and society of ancient China, he saw no sign of this happening, and he was highly critical of the preference of sinology for trivial pursuits - "its lack of concern for basic problems of social and cultural history, its penchant for marginalia, which he described as "disquisitions on philological trifles, expensive trips in abstruse provinces, bickering about the restitutions of the names of unknown persons," and the trendy and "immoderate use of academic highbrow jargon"" (p.xiii).
Anyone familiar with Chinese studies will realize the truth of what Balazs was saying, and to his list might be added sinology's current obsession with the restitution of mere puffs of air - long-vanished spoken sounds which could never be recovered with certainty, but whose treatment can be made to look impressively 'scientific' - and its related campaign to devalue the imperishable bronze-cast and stone-cut forms of the Chinese written character.
Sadly, though perhaps predictably, no-one was listening, and academics of all stripes continue to merrily dance their way into an ever-deeper obscurity and irrelevance, concerned only with the approval of a small clique of fellow specialists, while contributing to the society that pays their salaries an ever-increasing flood of superfluous knowledge, and an ever-dwindling quota of truth.
Balazs contribution is very, very different, has a far higher proportion of what might be called 'real content,' and his essays can be studied with profit by anyone, whether specialist or layman. The collection is made up of sixteen essays, divided into three Parts :
PART I : INSTITUTIONS - 1. Significant Aspects of Chinese Society; 2. China as a Permanently Bureaucratic Society; 3. Chinese Feudalism; 4. The Birth of Capitalism in China; 5. Fairs in China; 6. Chinese Towns; 7. Marco Polo in the Capital of China; 8. Evolution of Landownership in Fourth- and Fifth-Century China; 9. Landownership on China from the Fourth to the Fourteenth Century.
PART II : HISTORY - 10. History as a Guide to Bureaucratic Practice; 11. Tradition and Revolution in China.
PART III : THOUGHT - 12. Two Songs by Ts'ao Ts'ao; 13. Political Philosophy and Social Crisis at the End of the Han Dynasty; 14. Nihilistic Thought or Mystical Escapism; 15. The First Chinese Materialist; 16. A Forerunner of Wang An-shih.
Balazs' essays are gems, and have that special ability found only in the very best writing, the ability to provide us with a whole new way of seeing. They create a framework in terms of which much that had little meaning for us before becomes so meaningful as to influence one's whole way of thinking.
One of my favorites is Balazs' 'China as a Permanently Bureaucratic Society,' an essay that helps us, among other things, to see Confucianism and Marxism as, in a sense, twin ideologies, and China's current Communist Party as the traditional Mandarinate decked out in new, and somewhat less attractive, clothes.
But I can't really do justice to Balazs' thought here. My advice would be to get hold of a copy of this book, because it will probably turn out to be one of the most rewarding and valuable books on China that you will ever read. Balazs was one of the last real sinologists, and nothing of this quality is ever likely to happen again.
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To be honest, my first impression of this book is not a very good one in the sense that I did not feel like dancing in joy. This is because the book appears to me to be too simple, lacks good facts and not very scholarly. How could Fairbank write such a book? My expectations were very high or to be precise, I have expected the wrong things. This book is not intended to be scholarly, not intended to bog you down with boring details but is intended to be entertaining and at the same time have enough facts to highlight certain important events.
I bought this book only on a second visit to the bookshop and perhaps due to a change of mood, I find the book entertaining and at the same time enlightening in that it proposes different views on events that have not been considered before. For example, the discussion on the port of Hankow was quite enlightening. This is refreshing and after understanding the intentions of the book, my perception and expectations changed and I was able to see it in a new way. Since then, this has been one of my favourite books on modern Chinese history and will become a benchmark for me to measure good historical storytelling.
Compared to Jonathan Spence's "In Search of Modern China" this book appears to me be more entertaining and in a way, more intelligent. Highly recommended.
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The bottom line is that is exactly what this book is. Its a short basic history of China. This is more of a reference book than a specific look at a very specific event.
No, China experts will not be in love with this book. But anyone looking for a survey of Chinese History or looking for a decent desk/bookcase reference book on China will find this book useful.
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It just provides the documents, you can do your own analysis.
Read official correspondence from the forbidden city to the Queen of England, letters between ministers demonstrating just how poorly the Chinese understood the importance of technology and industrialization.
This book is enlightening.